Results 1 - 20 of 12
  • UBS United states, united states - new jersey, united states - new york, united states - tennessee

    Are you investigative in nature? Do you know how to assess if a process is designed well to effectively mitigate a regulatory and operational risk? If so, we are looking for someone who can: • contribute to risk frameworks being designed well and operating effectively across the entire bank's risk landscape • assess and challenge whether the control framework meets regulatory expectations • assess a control design for risk effectiveness and test it for operating effectiveness • plan, coordinate ...

  • UBS United states - new jersey, united states - new york, united states - tennessee

    Are you investigative in nature? Do you know how to assess if a process is designed well to effectively mitigate a regulatory and operational risk? If so, we are looking for someone who can: • contribute to risk frameworks being designed well and operating effectively across the entire bank's risk landscape • assess and challenge whether the control framework meets regulatory expectations • assess a control design for risk effectiveness and test it for operating effectiveness • plan, coordinate ...

  • UBS United states - connecticut, united states - new jersey, united states - new york, united states - tennessee

    Do you have a knack for technology? Are you at your best when supporting others? We’re looking for someone like that to: • support the Aruba Wifi network infrastructure in UBS • uphold high standards for timely issue resolution • contribute expertise to the management of existing and new IT products and services • define workarounds for known errors and initiate process improvements •maintain a knowledge database...

  • UBS United states - connecticut, united states - new jersey, united states - new york, united states - tennessee

    Do you have a knack for technology? Are you at your best when supporting others? We’re looking for someone like that to: • support the Aruba Wifi network infrastructure in UBS • uphold high standards for timely issue resolution • contribute expertise to the management of existing and new IT products and services  • define workarounds for known errors and initiate process improvements •maintain a knowledge database...

  • UBS United states - connecticut, united states - new jersey, united states - new york, united states - tennessee

    Do you have a flair for consulting and leading projects? We are looking for experiences Project Managers to join the Group Risk Control Change Team in Stamford. You will have the opportunity to work on a high profile Risk program in support of front office business enablement initiatives as the business Project Manager (PM). Our projects span across all business divisions and functions within UBS. You must have previous experience working in a PM capacity, and ideally, are an accomplished genera...

  • UBS United states - new jersey, united states - new york, united states - tennessee

    Are you passionate about identifying risks and being part of the solution? Do you want to play a key role as a team leader? Do you know how to bring out the best in everyone? We’re looking for an experienced manager to: • lead the Risk Management function for Group Operations for the Americas. • develop the knowledge, skills and experience of team members • collaborate with Business Risk Managers and UBS Business Division stakeholders to ensure a best in class Risk Management environment and a s...

  • UBS United states - connecticut, united states - new jersey, united states - new york, united states - tennessee, united states - utah

    Do you have an analytical mind? Are you an expert on interest rate risk, understand Asset Liability Management and Stress Testing? Are you comfortable working in a fast pace environment with important deadlines? We are looking for someone who can work collaboratively, who enjoys new challenges and who has the ability to manage multiple demands/projects. We are looking for someone like you to: • Work in tandem with multiple teams across Treasury and Finance and run and execute Stress Testing Mode...

  • UBS United states - connecticut, united states - new jersey, united states - new york, united states - tennessee

    Are you organized? Are you forward thinking? Are you part project manager, part strategist, and part relationship manager? Are you a financial professional with a strong experience managing data governance and data quality? If so, we would like to discuss an opportunity with you because we are looking for someone like you to support our US-based data quality and data governance organization. Data Management has emerged across the financial services industry and beyond as one of the key-most enab...

  • UBS United states - connecticut, united states - new jersey, united states - new york, united states - tennessee

    Are you a spreadsheet wizard? Do you dream about data? Are you also a strong writer? We're looking for someone like that who can: – support data analysis and other processes related to regional Payments, Clearance and Settlement (PCS) activities – help write key sections of future UBS resolution plans, and coordinate responses from other internal stakeholders – support interactions with internal and external forums as they pertain to resolution planning and other regulatory activities related to...

  • UBS United states - new jersey, united states - new york, united states - tennessee

    Do you have experience conducting investigations and interviews, forensics experience or experience handling inquiries from regulators? Do you have sharp analytic skills, high integrity and enjoy working in a team of highly skilled experts? For our Americas regional investigation team, we are looking for someone like this to: – investigate cases assigned to the group, including whistleblowing cases - respond to requests for information by FINRA, the SEC and other regulators - conduct interviews ...

  • UBS United states - new jersey, united states - new york, united states - tennessee

    Do you have experience conducting investigations and interviews, forensics experience or experience handling inquiries from regulators? Do you have sharp analytic skills, high integrity and enjoy working in a team of highly skilled experts? For our Americas regional investigation team, we are looking for someone like this to: – investigate cases assigned to the group, including whistleblowing cases - respond to requests for information by FINRA, the SEC and other regulators - conduct interviews ...

  • UBS United States - New Jersey, United States - New York, United States - Tennessee

    The Combined US Operations (CUSO) Head of Compliance Testing is a critical component of the overall CUSO compliance risk management program at UBS. The successful candidate will be responsible for: • Articulating a comprehensive compliance testing program for the CUSO pursuant to applicable laws, rules and regulations (LRRs) for the CUSO business divisions (Wealth Management, Investment Banking, and Asset Management) as well as the Intermediate Holding Company, working closely with the Chief Com...

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